FSA fines broker for AR failings
2 July, 2009
The Financial Services Authority (FSA) has fined Richard Holmes, a director of insurance broker AIF Limited, £20,020 for control failings in relation to an appointed representative firm (AR).
2 July, 2009
The Financial Services Authority (FSA) has fined Richard Holmes, a director of insurance broker AIF Limited, £20,020 for control failings in relation to an appointed representative firm (AR).
2 July, 2009
Today’s Credit Conditions survey from the Bank of England shows that the supply of mortgage finance appears to be slowly improving.
2 July, 2009
The Financial Services Authority (FSA) has fined Richard Holmes, a director of insurance broker AIF Limited, £20,020 for control failings in relation to an appointed representative firm (AR).
2 July, 2009
2 July, 2009
2 July, 2009
2 July, 2009
2 July, 2009
Today’s Credit Conditions survey from the Bank of England shows that the supply of mortgage finance appears to be slowly improving.
2 July, 2009
2 July, 2009
2 July, 2009
2 July, 2009
June 2009
Although the FSA hasn’t taken over the regulation of the commercial finance industry, that doesn’t mean that as a market it is wholly unregulated. Adam Tyler, Chief Executive of the NACFB, explains
June 2009
Mark Stephens, deputy chief executive of Ruffler Bank plc, gives us the background into the re-emergence of Base Commercial Mortgages
29 June, 2009
The FSA’s decision proposing a ban on commission and replacing it with adviser charging alone will be hugely expensive and disruptive for the UK life and pensions industry, says Ernst & Young.
23 June, 2009
Today the Financial Services Consumer Panel urged the FSA to abandon its unrealistic attempts to articulate consumer responsibilities in financial services.